Africa
67 (3), 1997
REVIEW
ARTICLE
JOHN
BLACKING AND THE STUDY OF AFRICA MUSIC
Kofi Agawu
JOHN
BLACKING,
Venda
Children’s Songs: a study in ethnomusicological analysis.
Chicago:
University of Chicago Press, 1995. (Originally published, Johannesburg:
Witwatersrand
University Press, 1967.)
REGINALD
BYRON (ed.)
Music,
Culture and Experience: selected papers of John Blacking.
Chicago: University of Chicago Press, 1995.
John
Blacking (1928-90) was a major and influential figure in the fields of African
music and ethnomusicology. Trained as an anthropologist and later as an
ethnomusicologist, Blacking began writing scholarly articles in the early
1950s. By the time of his death he had published over 100 books, articles,
reviews, recordings and reports. Blesses with a relentlessly enquiring mind,
Blacking developed his ideas without much regard for the distinction between
public and private intellectual spaces. Given the range of subjects that
interested him, it would have been a miracle if he had managed to avoid taking
contradictory positions. But the best of his work is unfailingly stimulating,
and his activities as lecturer and organiser did much to enhance the
development of the ethnomusicology in the United Kingdom, to invigorate
ethnomusicological theory, and to define the analytical issues raised by
African music.
Blacking’s
best-known work is a slim volume entitled
How
Musical is Man?
The four essays are based on the John Danz lectures which Blacking had earlier
given at the University of Washington, Seattle. Published in 1973,
How
Musical is Man?
is a distillation of ideas that had occupied Blacking for some twenty years.
They concern the nature of musicality, learning, the role of music in society,
and musical discourse; and they stage a confrontation between the practices of
the Venda musical cultures that Blacking knew well and those of
‘Western’ cultures. The ideas were presented to a lay audience
with passion and conviction, and, although the essays are not free of
unsupported assertions or gross generalisations, they nevertheless served to
stimulate thinking in many quarters about the significance of music in human
experience.
It
is a fitting tribute to Blacking that the University of Chicago Press has
reprinted his
Venda
Children’s Songs
and
gathered together a number of his essays under the title
Music,
Culture and Experience,
edited by his former colleague Reginald Byron. Readers not familiar with
Blacking’s broader output can now appreciate the ecology that sustained
How
Musical is Man?
Venda
Children’s Songs,
originally published in 1967, grew out of Blacking’s Ph.D. thesis for the
University of Witwatersrand. Although it is frequently consulted by
specialists, the circumstances of its publication have inhibited its wider
dissemination. The current reissue is especially welcome
because
it makes what is undoubtedly a seminal work available as an inexpensive
paperback. While current concerns in writing about African music and about
ethnomusicology have shifted somewhat from those of 1967, there is surprisingly
little that could be said to be truly dated about
Venda
Children’s Songs.
Music,
Culture and Experience
is, by contrast, an assorted collection. The eight essays span the
sixteen-year period 1969-85 and thus represent the thought of a scholar in his
mature years. All except one are presented under new titles, and it is
significant that the revision eliminates the geographical specificity of some
of Blacking’s titles. For example, ‘Deep and surface structures in
Venda music’, the original title of chapter 2, is now ‘The problem
of musical description’, while ‘Political and musical freedom in
the music of some black South African Churches’ is recast as ‘The
music of politics’, chapter 7. And only the subtitle is retained from
the original heading of the preceding chapter, ‘The context of Venda
possession music: reflections on the effectiveness of symbols’. The
editorial hand here may have been a little heavy, if not misguided, for it
contradicts Blacking’s firm belief that we must resist the urge to
‘homogenise’ Africa by always specifying the geographical origins
of our data. Although devoted readers of Blacking may well find that some of
their favourite essays are excluded from this collection (my own list begins
with ‘The problem of ethnic perception’, 1985), Blacking emerges as
a speculative theorist with strong universalising impulses, one who leans
heavily, if not always securely, on the ethnographic view of the Venda that he
had himself constructed in previous publications.
The
single most influential idea of John Blacking’s, a more than incidental
Leitmotif
that pervades numerous publications, is the claim that musical structure and
social structure are independent, or, as we might say in certain quarters
today, that musical processes are imbricated in social processes and vice
versa. Stated so baldly, the idea is neither provocative nor original.
Indeed, it is an idea that has informed aesthetic, critical and analytical
writing about music since at least the early nineteenth century. From E.T.A.
Hoffman and A.B. Marx to Adorno and Carl Dahlhaus in our own day, or - to
choose a different trajectory - from Erich von Hornbostel through Alan Merriam,
Kwabena Nketia, and Klaus Wachsmann to Blacking himself, writers have wrestled
with locating the boundaries between the musical and social, between the
musical and the extra-musical, between inner and outer meanings, between views
of the musical work as autonomous and views of it as non-autonomous, and
between ostensibly cold, scientific practices and hermeneutic, human-centred
ones. In Blacking’s hands the idea is shown to be hugely complex, and is
pursued from a wide variety of angles.
What
might the origins of this idea be in Blacking’s thought? Much as one
would like to imagine a conventional account in which Blacking, in the course
of his twenty-two-month encounter with the Venda between 1956 and 1958,
discovered the interplay between the social and the musical, I am led to a
simpler view, that the ‘problematising’ of the gap between the
musical and the extra-musical was well in place before Blacking had even heard
of the Venda. Fieldwork thus confirmed existing theory; it did not produce it.
Traces
of Blacking’s attachment to the idea go back to his early musical
training in the United Kingdom, to his frustrations as well as achievements in
trying to be a practical ‘classical’ musician, and to the confusion
aroused by his desire to make sense of the class and status distinctions that
characterised his native society. Blacking’s construction of a different
Venda was thus an inevitable consequence of his particular personal history.
The
ethnomusicologist John Baily, who worked closely with Blacking at Queen’s
University in Belfast, has taken note of this enabling prejudice:
With
hindsight one can see that he tended to idealise the egalitarian side of Venda
society. He lost sight of their division into nobel and commoner classes, and
disregarded the musician specialists who did not quite conform to his ideas
about the universal musicality of the Venda. The Venda became ‘The
Musical People’, an example to us all of what we could and should become.
[1990: xiii]
We
are all in some measure afflicted by this kind of blindness, and it is a mark
of Blacking’s seriousness of purpose that the genealogy of the musical
structure/social structure idea in his thinking follows a complex trajectory.
Sometimes he leans towards the musical, at other times towards the social.
This is not an issue that can be settled, as one settles a football or boxing
match; it is rather one whose significance is enriched with the accumulation of
new ethnographic data.
Venda
Children’s Songs
aims to provide data and to exemplify a method of what Blacking, influenced by
Merriam (1964), calls ‘cultural analysis’:
This
study sets out to provide both a documentary record of most of the traditional
children’s songs of the Venda of the Northern Transvaal, and an analysis
of their music which relates its structure to their cultural background. [p. 5]
After
a brief description of the Venda, definition of key terms, description of
musical instruments, and a summary of Venda ideas about music, Blacking
proceeds to the core of his book, which is a series of transcriptions of the
words and music of fifty-six Venda children’s songs. We learn that Venda
children behave not unlike children in other parts of the world. Their songs
and rhymes (a distinction that, by the way, does not register in their
discourse) include counting games, play songs, and songs of mockery. Some
songs are sung by day, others by night. Some are for boys, others for girls,
and still others for both sexes. Typically short (a few lines of
‘poetry’), sung syllabically and using a five-note or seven-note
scale, these songs, according to Blacking, encode already known experiences.
We learn further that although the ethnographer went to great lengths to
understand the words of the songs, such meaning does not ultimately matter to
the Venda. Some words are chosen for their sound rather than their meaning,
some are deliberately obscure or archaic, while others are
‘foreign’, that is, borrowed from the Venda’s neighbours to
the south, the Shangan Tsonga. And, since Venda is a tone language, we would
expect speech tone to constrain melodic behaviour. Blacking explains how
linguistic and musical factors vie for control over melodic structure, and how
the musical factors almost always prevail.
One
surprising feature of Venda children’s songs is the apparent absence of
an externalised beat or tactus such as one finds in other African
children’s repertoires. This absence led Blacking to devise a system for
establishing the putative clap patterns of each song. He invited twelve of his
informants to do what they never did ordinarily, namely to clap their hands to
various children’s songs. Blacking noted these and included those clap
patterns that attained the greatest consensus in the book. It should perhaps
be emphasised that, unlike the pitches and rhythms which are notated in the
book, and which, we assume, the Venda produced on a number of occasions, the
claps are not part of the songs but are a creative addition by the author.
This sort of ‘interference’ is by now a standard feature of
ethnomusicological fieldwork. Simha Arom, for example, has just used play-back
techniques in order to establish the polyphonic and polyrhythmic basis of
Central African Republic repertoires (Arom, 1991). Blacking’s
‘documentary record’, then, bears traces of the
ethnographer’s view of the songs’ latent metrical units.
Like
Kyagambiddwa (1955), Nketia (1963), Jones (1959), and others, Blacking presents
the melodies in staff notation so that readers familiar with this system of
notation can readily recreate something approximating the Venda sound. In the
absence of metre or time signatures, however, readers will have no way of
judging the periodic or cyclical nature of the songs. If, indeed, there is a
latent pulse that can be externalised in the form of handclaps, then it is
likely that there is an attendant periodicity as well, a primary periodicity
that contrasts which emerges from the asymmetrically arranged lines of the song
texts. But how does one verify this?
In
1967, when
Venda
Children’s Songs
appeared, it was not a regular practice to publish a cassette or CD with
ethnomusicological monographs. Today, however, the practice is more or less
normative, and the University of Chicago Press would have won many friends
among teachers and students of African music and of ethnomusicology if it could
have issued a recording containing some, if not all, of the fifty-six songs
assembled here. Blacking’s claim that he has transcribed song rather
than performances can begin to make sense only to those who have had the
opportunity to listen to a range of performances of the same song, or those who
are able to compare a transcription of a given performance with one of the song
itself. In the absence of such data we are forced to take him at his word.
Readers’
inability to verify Blacking’s transcriptions, however, is less of a
stumbling block to the reception of
Vena
Children’s Songs
than their inability to
appropriate
Africa for theoretical purposes on the strength of the book’s findings.
By concentrating on producing an accurate ‘documentary record’ and
on a modest ‘analysis’, Blacking left little room for those readers
who are inclined to treat the specifies of Venda children’s songs - their
melodic and rhythmic character, texts, and performing practice - as so much
data in search of a new theory. Blacking’s portrayal or Venda
children’s songs reinforces the ordinariness of this cultural practice,
and thus deprives those readers eager to celebrate difference of a hermeneutic
window. Recalling the greater commercial success of the more speculative
How
Musical is Man?
,
we are not likely to be overly optimistic about the reception of
Venda
Children’s Songs.
As
for the musical structure/social structure issue, it is merely asserted here,
not demonstrated. Blacking insists that the uniqueness or particularity of
musical creativity should ne reflected at the critical level, and should thus
limit, rather than multiply, the number of acceptable explanations of a given
work:
Every
piece of music has its own inherent logic, as the creation of an individual
reared in a particular cultural background, and in terms of this there is
ultimately only one explanation of its structure and meaning. [p. 6]
This
is surely an extreme position, one that seems to endorse a form of essentialism
but it is fully compatible with the presuppositions of ‘cultural
analysis’. Here, however, Blacking under-complicates the nature of the
creative process, which is frequently marked by arbitrary choices, by doubt,
and by play. Not only that, he does not stress the different constraints
imposed on someone composing or performing music as distinct from one who is
‘merely’ listening to it.
It
would seem, in fact, that Blacking is not yet ready or able to separate the
musical from the extra-musical in order, paradoxically, to deny their
separability. No one doubts the necessary relationship between a
culture’s material (including environmental) resources, for example, and
the kinds of musical instrument that it prefers. At the cognitive level,
however, the claim that patterns of sound ironically reflect patterns of social
organisation seems somewhat coarse, and badly in need of more subtle formulation.
In
a concluding section entitled ‘Problems of method in ethnomusicological
analysis’ Blacking briefly reviews what he calls ‘one of the more
exciting developments of analytic technique’, namely Hans Keller’s
Wordless Functional Analysis. Keller, a Viennese émigré in
Britain, and an influential music figure, developed a system of analysis that
sought to minimise the influence of words (but not concepts) by substituting
musical explanations for verbal ones. (See, among numerous publications,
Keller, 1957). The analyst thus becomes a composer as well, and provides a
meta-musical commentary that lays bare the structure (mainly thematic) of a
work. Such commentary would be performed with the work, so that, without
anyone saying anything, the work can be musically explained. Music is thus
made to function as a meta-language. (See Agawu, 1989, for further discussion
of verbal and musical meta-languages.)
Blacking
sees some affinity between Keller’s search for ‘the music behind
the music’ and his own discovery that, although the musical language of
Venda children’s songs seems divorced from that of other Venda music, the
songs are in fact ‘variations on the themes of the Venda national dance,
tshikona,
and of the boys’ pentatonic reed-pipe dances’ (p. 195). The music
behind the music is a deep structure, a sub-surface articulation that bears a
superficial resemblance to Chomskyan notions of competence. Although Blacking
did not follow Keller into actually composing analyses of Venda
children’s songs, he nevertheless sought the professional alliance with
the more mainstream analyst.
Such
intertextual resonances at the level of method are one sign of Blacking’s
comparativist impulses. Indeed, his idea that the function of tones
in
Venda children’s songs may be understood as structural or essential and
as embellishing or inessential, and consequently that songs can be stripped of
ornament to reveal an underlying deep song - this idea links him directly with
Hornbostel and less directly with Schenker. (See Stock, 1993, for a general
discussion of Schenkerian applications in ethnomusicology.) The ‘tone
rows’ listed in the penultimate chapter use a form of hierarchic notation
to represent the structure. Interesting is the fact that forty years earlier
Hornbostel had concretised an intuition about African song with similar
representational means (1928). More interesting is the connection between
Hornbostel and his descendant Blacking, on one side, and the hugely influential
Schenker, on the other. Although Hornbostel developed his ideas in complete
ignorance of Schenker, they both set great store by the intuition that surface
musical patterns or ‘foreground’ features hide simpler patterns at
the ‘background’. The connection is not undermined by the fact
that, unlike Hornbostel, who was dealing with folk music from around the world,
music that he encountered on recordings, Schenker was a practical musician
focusing on the Austro-Germanic tradition from Bach to Brahms by way of Chopin.
Schenker’s theory, easily the most influential theory of tonal music in
our century, has yet to influence analyses of African melody decisively. (The
few attempts include Ekwueme, 1975-76, 1980; Agawu 1990; and Latham, n.d.)
Music,
Culture and Experience
is an altogether more diffuses work. No longer constrained by the ethnographic
imperative (which is not to say that it lacks data), this collection of
Blacking’s late essays is much more ambitious theoretically than anything
attempted in
Venda
Children’s Songs.
One unfortunate if unavoidable consequence of putting together essays that
were never intended to be published as a set is a high degree of repetitiveness
that can prove irritating to the reader. Consider, for example, the following
statements, each of them dealing with Blacking’s favourite subject. In
the first chapter we read:
The
function of music is to enhance in some way by the quality of individual
experience and human relationships; its structures are reflections of patterns
of human relations, and the value of a piece of music as music is inseparable
from its value as an expression of human experience. [p. 31]
Two
pages later, Blacking plays a variation on this theme:
Since
the public and the private self, and even the vision of what the self could or
should be, are products of social interaction, the structure of every aspect of
the self will reflect in various ways the processes of that interaction. Thus
music, which is a product of the processes which constitute the realization of
self, will reflect all aspects of the self. [p.33]
Music
is subsequently defined as ‘sound that is organized into socially
accepted patterns’ (p. 33).
After
postulating a ‘general maxim that he sound of music announces a social
situation’ (p. 40), Blacking argues that:
music
may embellish or refer to specific social situations, and that what it
communicates, by means of its contrasting world of virtual time, is therefore a
greater awareness of the emotions already associated with those social
situations [p. 40]
Later
he puts forward a ‘general thesis’ that ‘some or all of the
processes used by a society in the organization of its human relations are used
to organize available musical sounds’ (p. 46). He insists that
‘there is considerable evidence to support the theory of a relationship
between musical and social structures’ (p. 46). A few pages later he
cites examples from early European polyphony, the music of Flemish composers,
Venda and European folk music to show that ‘musical structures can ... be
seen as products and reflections of social, as well as musical,
processes’ (p. 49). He qualifies his stance somewhat by claiming that
‘there may be a one-to-one relationship between certain musical and
social structures in some cases but not in all’ (p. 51).
All
of these statements - and several more - appear in a 1969 essay given here as
‘Expressing human experience through music’, so the repetitiveness
may be justified on the grounds that Blacking is simply sticking to his topic.
But what happens when we turn to the next chapter, ‘The problem of
musical description’? Already on the second page of this chapter we
encounter familiar words:
In
much the same way tht a context-sensitive grammar is a more powerful analytical
tool than one which is context-free, so the cognitive systems underlying
different styles of music will be better understood if music is not detached
from its context and regarded as ‘sonic objects’ but treated as
humanly
organized sound
whose patterns are related to the social and cognitive processes of a
particular society and culture. [p. 51; author’s emphasis]
Granted
this is from a 1971 essay, for whose purposes a recapitulation of ideas from
two years earlier may have been necessary. But how much patience should be
retired of readers of
Music,
Culture and Experience?
Those who persevere will find only a page later the assertion that:
Because
music is humanly organized sound, there ought to be relationships between
patterns of human organization and the patterns of the sound produced in the
course of organized interaction. [pp. 56-7]
Later
in the essay we are told that ‘Musical relationships may reflect social
relationships, and both may be generated by cognitive processes which are used
in other fields of human behaviour’ (p. 70).
It
is obvious that Blacking, in these two opening chapters, comes close to arguing
by assertion, and that the challenging theoretical issues raised by the musical
structure/social structure dichotomy, issues that have since been studied by,
among others, Adorno (1967), Nketia (1981), Dahlhaus (1983), Feld (1984), and
Leppert and McClary (1987), are given only a preliminary airing here. It would
be a pity if readers gave up after chapter 2, however, because there are things
in the rest of the book that will repay close study. Chapter 7, for example,
deals with music in religious worship, and
Blacking’s
argument is that the music of the black Christian Churches of South Africa
‘expressed and enhanced a black collective consciousness that members
were not able to express in words’ (p. 22). A study of Venda possession
music,
ngoma,
complete with song texts, a transcription of a musical excerpt, and a
genealogical table displaying
ngoma
ceremonies that Blacking witnessed between 1956 and 1958, reminds us that
‘music is always a social fact’ (p. 177), that ‘no music has
power in itself’ (p. 176), and that, based on his experience of Venda
possession cults, and on corroborative evidence assembled by others, ‘the
effectiveness of musical symbols depends as much on human agency and social
context as on the structure of the symbols themselves’ (p. 174). Of
particular interest is the fourth chapter, ‘Music and the historical
process in Vendaland’. Originally published in 1971 in a fascinating
collection edited by Klaus Wachsmann, the essay considers possible uses of
musical evidence in reconstruction of African history. Blacking is keenly
aware of how easy it is to make ‘false comparisons’ and to ignore
‘real correspondences’. He advocates a dialectical method by which
the influence on musical creation of ‘historical’ forces can be set
alongside the documentary values of Venda music as a site of historical events.
A
more comprehensive review of Blacking’s writings would acknowledge his
semiotic approach to analysing musical meaning, his commitment to
interculturalism (as distinct rom multiculturalism), and, more generally, his
efforts to expand the horizons of musical analysis without giving up the rigour
of formalism. Paradoxically, the universalising tendencies evident in
Music,
Culture and Experience
lead to the gradual disappearance of Africa from Blacking’s theorising.
By ‘disappearance’ I do not mean absence; I mean rather that Africa
is stripped not only of its historical and socio-cultural particularity but,
more tragically perhaps, of the uniqueness of its critical programme. In other
words, the aesthetic, ideological and epistemological issues that
Music,
Culture and Experience
is concerned with are finally of interest to those in the metropole, not to the
Venda Africans who provided the data that made such theorising possible. Since
it is not certain that such appropriation is inevitable, Blacking’s
orientation must be taken to reflect his ultimate concerns as a scholar.
Venda
Chidlren’s Songs and Music, Culture and Experience
indicate the range of Blacking’s achievement, and suggest why his ideas
have been, if not directly influential, then at least sonorously resonant with
much innovative work in ethnomusicology. We need many more studies like
Vena
Children’s songs
in our on-going attempt to document the musical and human resources in Africa.
And, despite the diffuseness, repetitiveness and occasional inconsistency of
Music,
Culture and Experience
,
we would be much impoverished if we ignored it. That the issue raised by
Blacking in the 1960s and 1970s remain alive for us today is one of many signs
of his extraordinary foresight and his commitment to playing with ideas.
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